EPSTEIN
page 2 / 613 . OCR, unverified
Trade ID
366364436/
710423459
366364436/
710423461
366364436/
710423463
366364436/
710423465
418822243/
834462396
Counterparty
SOUTHERN
FINANCIAL, LLC
SOUTHERN
FINANCIAL, LLC
SOUTHERN
FINANCIAL, LLC
SOUTHERN
FINANCIAL, LLC
SOUTHERN
FINANCIAL, LLC
Trade Type
FxEuroOpt
FXOneBarOneT
ouchOpt
FXOneBarOneT
ouchOpt
FXOneBarOneT
ouchOpt
FxEuroOpt
Trade Date Maturity Date
20-Nov-2014
21-Nov-2013
21-Nov-2013
21-Nov-2013
21-Nov-2013
12-Aug-2014
20-Nov-2014
20-Nov-2014
20-Nov-2014
12-Aug-2015
Settlement
EFTA01470957
--- PAGE 4 ---
Date
25-Nov-2014
25-Nov-2014
25-Nov-2014
25-Nov-2014
14-Aug-2015
Not.Amt 1
(1,000,000.00)
(21,000.00)
(21,000.00)
(21,000.00)
75,000,000.00
Not.Ccy
USD
USD
USD
USD
USD
Not.Amt 2
101,000,000
(462,000,000.00)
Not.Ccy
JPY
JPY
JPY
JPY
CNH
Long/ Short
SHORT
LONG
LONG
LONG
SHORT
Option Style
EUROPEAN
EUROPEAN
EUROPEAN
EUROPEAN
EUROPEAN
PUT
Subtotal:
Total:
Statement ID : 182298_20140912_20140915_1
The valuation information set forth in this statement is provided subject to
the terms and conditions set forth in the notes on the cover sheet
Put/ Call
EFTA01470958
--- PAGE 5 ---
CALL
Strike Price
101.0000
0.0000
0.0000
0.0000
6.1600
MTM(USD)
(60,100.18)
949.77
641.25
435.64
(261,833.97)
(319,907.48)
(319,907.48)
0.00
Page 2 Of 2
EFTA01470959
--- SOURCE: IMAGES__0090__EFTA01470960.txt ---
METADATA_SOURCE: IMAGES0090
METADATA_FILENAME: EFTA01470960.pdf
----------------------------------------
Subject: RM0081851 Daily Deposit Report 20140913
From: PBW/WM/MIS ETL/PBW 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com>
Date: Sat, 13 Sep 2014 01:55:27 -0400
To:
RM CODE
81851
09/12/14
LARGE, ZERO AND NEGATIVE BALANCES
ACCT #
NAME
CAT
BALANCE
OD AMOUNT
JEFFREY EPSTEIN
2,792,283.78
DOMINIQUE LEIMER
M
.00
SOUTHERN TRUST COMPANY, INC.
D
139,471.98
SOUTHERN FINANCIAL LLC
D
13,191,961.16
JEGE, INC
D
202,553.90
JEGE, LLC
D
212,749.89
DARREN K. INDYKE PLLC
D
288,449.50
NES, LLC
D
463,296.44
ZORRO DEVELOPMENT CORP.
D
130,859.77
SOUTHERN TRUST COMPANY, INC.
M
68,416,527.57
RM CODE
81851
09/12/14
LARGE TRANSACTIONS
ACCT #
NAME
AMOUNT
DESCRIPTION
DARREN K. INDYKE PLLC
250,000.00 TRANSFER OF FUNDS
If need help please contact
Thank you
EFTA01470960
--- SOURCE: IMAGES__0090__EFTA01470961.txt ---
METADATA_SOURCE: IMAGES0090
METADATA_FILENAME: EFTA01470961.pdf
----------------------------------------
Subject: Re: Mon 9am EST client call [C]
From: Paul Morris <
Date: Mon, 15 Sep 2014
To: Stelios Theodos.
Cc: Matt Glassman
Tazia Smith
Classification: Confidential
Stelios, thanks very much for doing the call, my guess is he will pass on the
French property but he is good candidate for other opportunities, please keep
us in mind. Best
Paul Morris
Managing Director
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York, NY 10154
From:
Stelios Theodosiou/db/dbcom@DBEMEA
To:
Tazia Smith/db/dbcom@DBAMERICAS@DBAMERICAS@DBCOEX,
Cc:
Paul Morris/db/dbcom@DBAMERICAS, Matt Glassman/db/dbcom@DBAMERICAS
Date:
09/14/2014 07:45 PM
Subject:
Re: Mon 9am EST client call [C]
Classification: Confidential
Ok Tazia thanks
Speak to you tomorow
Original Message
From: Tazia Smith
Sent: 09/14/2014 07:02 PM EDT
To: Stelios Theodosiou
Cc: Paul Morris; Matt Glassman
EFTA01470961
--- PAGE 2 ---
Subject: Mon 9am EST client call (C]
Classification: Confidential
Stelios -
Looking forward to our 9am EST call with our client, Jeffrey Epstein, tmw
(Mon). I'd like for you and I to begin the conversation at a high level -
introducing to Jeffrey the idea of a put as an independent but complimentary
element of a loan and an opportunity for a client that likes the underlying
hard asset and/or the probability adjusted return of premium collection (ie
how this hard asset put idea could apply to many underliers). Then we can dive
into the details of the structure of your PIK loan, the specific put, and the
les bordes property.
As you and I discussed before, Jeffrey started his career in derivatives, so
it should be a decent dialogue. He's sharp, precise, very
well-connected/informed, and likes to get to the point.
Thanks in advance - speak with you at 9EST, I'll call you a bit before then.
Best,
Tazia
Tazia Smith
Director
Key Client Partners - US
Deutsche Bank Securities, Inc.
Deutsche Asset & Wealth Management
345 Park Avenue - 26th Floor
N w Y•rk NY 1i1 4
EFTA01470962
--- SOURCE: IMAGES__0090__EFTA01470963.txt ---
METADATA_SOURCE: IMAGES0090
METADATA_FILENAME: EFTA01470963.pdf
----------------------------------------
Subject: Re: Mon 9am EST client call C
From: Stelios Theodosiou
Date: Mon, 15 Sep 2014 11: :
To: Paul Morris
Cc: Matt Glassman
Tazia Smith
Classification: Confidential
Thank you for the opportunity Paul.
Best
Stelios
Original Message
From: Paul Morris
Sent: 09/15/2014 11:23 AM EDT
To: Stelios Theodosiou
Cc: Matt Glassman; Tazia Smith